SEC.gov | SEC Proposes to Enhance Private Fund Investor Protection Skip to search field Skip to

SEC.gov | SEC Adopts Rules and Interpretations to Enhance Protections and Preserve Choice for

Capital funds Strategic priorities to drive and support long-term scalable growth Enhance client experience Drive revenue

The Board recognizes that continued strong performance requires vigilant focus on our core business principles – exceptional client service; operational excellence; integrity

By: Robin Shaly 4-851 March 19, 2025 Petition for Rulemaking to Enhance Oversight and Enforcement

better protect net interest income (NII) and net interest margin (NIM), and enhance profitability .     •   We have sold

of a core feature of its automated order router that primarily sent client orders to dark

of potential leaders who can execute the firm’s strategy and enhance our strong culture. This

the 2020 market events. [10] Further, the Commission has proposed amendments to enhance the liquidity

metrics. I have asked staff to consider what we can do to enhance such transparency. Market Integrity

last year that staff were observing, for example: portfolio management practices that differed from client ESG disclosures; misleading claims

around the world to continually collaborate to improve and enhance the software

around the world to continually collaborate to improve and enhance the software

on an agency-wide basis. Disgorgements We also recognize the need to enhance the Commission

for intelligent devices, personal computers (PCs) and servers; server applications for client/server environments; business and

Concerns Regarding the Proposed Elimination of the De Minimis Non-Internet Client Exception I commend the

opportunities to restructure our business; highly competitive markets; increased product liability, warranty, recall claims, client service interruptions and

We foster, and regularly contribute to, multiple open source development projects that enhance the capability

to applicable law and regulations, as well as valid claims of attorney-client privilege or attorney work

My motivation for suggesting such a safe harbor was to enhance and encourage

identity in the market o We have built a high quality client base which continues to

Group of J.P. Morgan Investment Management Inc., on behalf of an advised client account, has indicated an

Group of J.P. Morgan Investment Management Inc., on behalf of an advised client account, has indicated an