1-100 of about 183 matches for site:www.sec.gov site:www.sec.gov site:www.sec.gov enhance
https://www.sec.gov/newsroom/press-releases/2024-31
SEC.gov | SEC Adopts Rules to Enhance and Standardize Climate-Related Disclosures for Investors Skip
https://www.sec.gov/newsroom/press-releases/2022-141
SEC.gov | SEC Proposes to Enhance Private Fund Reporting Skip to search field Skip to main
https://www.sec.gov/newsroom/press-releases/2022-19
SEC.gov | SEC Proposes to Enhance Private Fund Investor Protection Skip to search field Skip to
SEC.gov | SEC Adopts Rules to Enhance Proxy Voting Disclosure by Registered Investment Funds and Req
https://www.sec.gov/newsroom/press-releases/2022-198
SEC.gov | SEC Adopts Rules to Enhance Proxy Voting Disclosure by Registered Investment Funds and Require Disclosure
SEC.gov | SEC Proposes to Enhance Disclosures by Certain Investment Advisers and Investment Companie
https://www.sec.gov/newsroom/press-releases/2022-92
SEC.gov | SEC Proposes to Enhance Disclosures by Certain Investment Advisers and Investment Companies About ESG Investment
SEC.gov | SEC Adopts Rules and Interpretations to Enhance Protections and Preserve Choice for Retail
https://www.sec.gov/newsroom/press-releases/2019-89
SEC.gov | SEC Adopts Rules and Interpretations to Enhance Protections and Preserve Choice for
SEC.gov | Statement on Proposed Amendments to Modernize and Enhance Financial Disclosures; Other Ong
https://www.sec.gov/newsroom/speeches-statements/clayton-mda-2020-01-3...
SEC.gov | Statement on Proposed Amendments to Modernize and Enhance Financial Disclosures; Other Ongoing Disclosure Modernization Initiatives
SEC.gov | SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information
https://www.sec.gov/newsroom/press-releases/2024-58
SEC.gov | SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer
SEC.gov | SEC Adopts Rules and Interpretations to Enhance Protections and Preserve Choice for Retail
https://www.sec.gov/news/press-release/2019-89
SEC.gov | SEC Adopts Rules and Interpretations to Enhance Protections and Preserve Choice for
SEC.gov | SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information
https://www.sec.gov/news/press-release/2024-58
SEC.gov | SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer
https://www.sec.gov/news/press-release/2024-31
SEC.gov | SEC Adopts Rules to Enhance and Standardize Climate-Related Disclosures for Investors Skip
https://www.sec.gov/Archives/edgar/data/1418091/000119312513390321/d56...
their own voice in the moment. Our platform partners and advertisers enhance the value
SEC.gov | SEC Proposes Amendments to Include Significant Treasury Markets Platforms Within Regulatio
https://www.sec.gov/newsroom/press-releases/2022-10-sec-proposes-amend...
SEC Proposes Amendments to Include Significant Treasury Markets Platforms Within Regulation ATS Proposal Would Enhance Investor Protections and
https://www.sec.gov/Archives/edgar/data/1326801/000119312512034517/d28...
unique combination of reach, relevance, social context, and engagement to enhance the value
Press Release: SEC Takes Steps to Curtail Abusive Short Sales and Increase Market Transparency; 2009
https://www.sec.gov/news/press/2009/2009-172.htm
is expected in the next few weeks that the Commission will enhance the publication
SEC.gov | SEC Extends Comment Period for Proposed Rules on Climate-Related Disclosures, Reopens Comm
https://www.sec.gov/newsroom/press-releases/2022-82
extended the public comment period on the proposed rulemaking to enhance and standardize
https://www.sec.gov/news/statement/tatement-at-open-meeting-april-29-2...
of Title VII would also apply to these transactions. These requirements should also enhance the Commission
https://www.sec.gov/Archives/edgar/data/1362108/000089161806000217/f19...
base; sell additional services to customers; continue to expand and enhance our service offerings; strengthen
https://www.sec.gov/newsroom/whats-new/divisionscorpfincfannouncements...
the review of the disclosure filing is complete." To further enhance the transparency
https://www.sec.gov/about/divisions-offices/division-trading-markets/r...
of rulemakings and interpretations in 2019 that were designed to enhance the quality
https://www.sec.gov/Archives/edgar/data/1099219/000109921925000191/ex9...
not calculated in accordance with GAAP. We believe that these non-GAAP financial measures enhance our investors' understanding of
https://www.sec.gov/data-research/structured-data/about-structured-dat...
registrants are describing a particular issue. Software can also be used to enhance the readability
https://www.sec.gov/Archives/edgar/data/1261333/000126133321000209/q32...
benefits of such acquisitions; our ability to maintain, protect and enhance our brand; the
SEC.gov | Update on Consolidated Audit Trail; Temporary COVID-19 Staff No-Action Letter; Reducing Cy
https://www.sec.gov/newsroom/speeches-statements/statement-clayton-cat...
D.C. March 17, 2020 The consolidated audit trail (“CAT”) is intended to enhance regulatory oversight of
https://www.sec.gov/resources-small-businesses/small-business-complian...
risk management for open-end management investment companies (“funds”). The amendments will enhance disclosure regarding fund liquidity
https://www.sec.gov/Archives/edgar/data/19617/000001961721000275/a2021...
driving innovation. This includes thoughtful investments in technology and acquisitions that will enhance our product offerings, and
https://www.sec.gov/rules-regulations/statutes-regulations
Roosevelt." The Act mandated a number of reforms to enhance corporate responsibility, enhance financial
https://www.sec.gov/rules-regulations/petitions-rulemaking-submitted-t...
By: Robin Shaly 4-851 March 19, 2025 Petition for Rulemaking to Enhance Oversight and Enforcement
https://www.sec.gov/rules-regulations/petitions-rulemaking-submitted-t...
By: Robin Shaly 4-851 March 19, 2025 Petition for Rulemaking to Enhance Oversight and Enforcement
https://www.sec.gov/newsroom/press-releases/2016-264
the Financial Industry Regulatory Authority. The SEC recently proposed rules to enhance order handling information available
https://www.sec.gov/newsroom/press-releases/2013-2013-37htm
multiple steps beginning in 2009 to correct process deficiencies and enhance its pension disclosures. The
https://www.sec.gov/about/sec-commissioners/gary-gensler
Gensler led the agency through a robust rulemaking agenda to enhance efficiency, resiliency, and
SEC.gov | SEC Announces Enforcement Initiatives to Combat Cyber-Based Threats and Protect Retail Inv
https://www.sec.gov/newsroom/press-releases/2017-176
Director of the SEC’s Enforcement Division. “The Cyber Unit will enhance our ability to
https://www.sec.gov/newsroom/press-releases/2014-143
Jo White. “Together, this strong reform package will make our markets more resilient and enhance transparency and fairness
SEC.gov | “Jack Bogle, Haystacks, and Putting the Interest of the Clients First”, Prepared Remarks B
https://www.sec.gov/newsroom/speeches-statements/gensler-etam-051624
the 2020 market events. [10] Further, the Commission has proposed amendments to enhance the liquidity
SEC.gov | “Market Structure and the Retail Investor:” Remarks Before the Piper Sandler Global Exchan
https://www.sec.gov/newsroom/speeches-statements/gensler-remarks-piper...
Execution Quality Next, I’d like to turn to how we might enhance retail investors’ ability to
SEC.gov | OppenheimerFunds to Pay $35 Million to Settle SEC Charges for Misleading Statements During
https://www.sec.gov/newsroom/press-releases/2012-2012-110htm
invested” in “swaps” and other derivatives “to try to enhance income or to
https://www.sec.gov/newsroom/speeches-statements/gensler-amac-2021-07-...
asset management industry. I have asked SEC staff to consider ways that we can enhance such transparency. For
SEC.gov | SEC Charges Advisory Firms and Portfolio Managers for Roles in Collapse of Midwest-Based C
https://www.sec.gov/newsroom/press-releases/2012-2012-272htm
that the Fiduciary/Claymore Dynamic Equity Fund (HCE) attempted two strategies to enhance returns — writing out-of
https://www.sec.gov/comments/265-27/26527-46.htm
to suggest that a thoughtful revision of accredited investor standards will enhance capital formation while continuing
https://www.sec.gov/news/pressreleases
16, 2024 Headline: SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer
SEC.gov | Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting
https://www.sec.gov/resources-small-businesses/small-business-complian...
the Securities and Exchange Commission (the “Commission”) adopted amendments to enhance the form
https://www.sec.gov/rules-regulations/staff-guidance/disclosure-guidan...
the Securities Exchange Act of 1934 to monitor and enhance compliance with applicable disclosure
https://www.sec.gov/Archives/edgar/data/19617/000001961722000303/a2022...
of potential leaders who can execute the firm’s strategy and enhance our strong culture. This
https://www.sec.gov/rules/proposed/s73602/s73602s73802ltrd.htm
these advertising revenues to enhancing corporate governance performance and reporting would greatly enhance shareholders' investments in
Press Release: SEC Issues Interpretive Guidance on Disclosure Related to Business or Legal Developme
https://www.sec.gov/news/press/2010/2010-15.htm
requirements nor modify existing ones, but are intended to provide clarity and enhance consistency for public
https://www.sec.gov/newsroom/press-releases/2018-120
Certain Policies and Procedures The proposed amendments would clarify and enhance certain policies, practices, and
SEC.gov | Statement on Proposed Rule Requiring Enhanced Disclosure by Certain Investment Advisers an
https://www.sec.gov/newsroom/speeches-statements/crenshaw-statement-es...
be useful and should be required. Finally, the proposed rule would also enhance regulatory reporting and
https://www.sec.gov/about/divisions-offices/division-economic-risk-ana...
solutions enable senior leaders to make data-driven, evidence-based decisions and enhance data accessibility and
https://www.sec.gov/rules-regulations/staff-guidance/staff-accounting-...
that the recognition, measurement, and disclosure guidance in this SAB will enhance the information
https://www.sec.gov/about/about-securities-laws
Roosevelt." The Act mandated a number of reforms to enhance corporate responsibility, enhance financial
https://www.sec.gov/Archives/edgar/data/1418091/000119312513390321/d56...
their own voice in the moment. Our platform partners and advertisers enhance the value
Testimony Before the Subcommittee on Capital Markets, Insurance and Government-Sponsored Enterprises
https://www.sec.gov/news/testimony/2009/ts071409mls.htm
on an agency-wide basis. Disgorgements We also recognize the need to enhance the Commission
https://www.sec.gov/newsroom/speeches-statements/speech-hinman-061418
the promoter continue to expend funds from proceeds or operations to enhance the functionality
https://www.sec.gov/newsroom/speeches-statements/gensler-isaac-newton-...
process, refining their parameters based upon the downstream applications’ uses. This not only will enhance the base
https://www.sec.gov/os/agenda-open-12142022#main-content
quoting and trading of NMS stocks, reduce access fee caps, and enhance the transparency
https://www.sec.gov/os/agenda-open-12142022
quoting and trading of NMS stocks, reduce access fee caps, and enhance the transparency
https://www.sec.gov/about/divisions-offices/division-corporation-finan...
securities filings through its filing review process to monitor and to enhance compliance with disclosure and
https://www.sec.gov/about/careers/experienced-professionals-overview
the SEC's oversight and regulatory processes. It provides experience that will greatly enhance subsequent research and
https://www.sec.gov/regulation-best-interest
adopted a package of rulemakings and interpretations designed to enhance the quality
https://www.sec.gov/2008annual/SEC_2008annual_purpose.htm
investing in new technology and analytic tools to strengthen law enforcement, enhance investor disclosure and
https://www.sec.gov/dera/academic-publications
Risk Analysis maintains a diverse and robust research program. These research activities enhance the Division
https://www.sec.gov/news/sec-videos/office-hours-gary-gensler-what-doe...
number of initiatives the Commission has been working on to enhance corporate governance, which helps
https://www.sec.gov/enforcement/foreign-corrupt-practices-act
The SEC's Enforcement Division has created a specialized unit to further enhance its enforcement of
https://www.sec.gov/Archives/edgar/data/1326801/000119312513478298/d64...
unique combination of reach, relevance, social context, and engagement to enhance the value
https://www.sec.gov/Archives/edgar/data/1577552/000119312514184994/d70...
a developer and operator of mobile web browsers to enhance our mobile offerings beyond
https://www.sec.gov/divisions/corpfin/cffilingreview
the Securities Exchange Act of 1934 to monitor and enhance compliance with the
https://www.sec.gov/news/press/2004-32.htm
NMS ( http://www.sec.gov/rules/proposed/34-49325.htm ), which is designed to enhance and modernize
https://www.sec.gov/2008annual/SEC_2008annual_purpose.htm
investing in new technology and analytic tools to strengthen law enforcement, enhance investor disclosure and
https://www.sec.gov/news/press/2004-43.htm
to its public hearings on proposed Regulation NMS, a proposal designed to enhance and modernize
https://www.sec.gov/newsroom/speeches-statements/lee-climate-change
this month I asked the Division of Corporation Finance to enhance its focus on climate
SEC.gov | Testimony Before the Subcommittee on Financial Services and General Government, U.S. House
https://www.sec.gov/newsroom/speeches-statements/gensler-2021-05-26
securities.” [14] The data that CAT will provide when implementation is complete will significantly enhance the self
https://www.sec.gov/newsroom/speeches-statements/lee-climate-change-di...
of standards? If there are multiple standard setters, how can standards be aligned to enhance comparability and reliability
https://www.sec.gov/newsroom/speeches-statements/gensler-ilpa-20211110
metrics. I have asked staff to consider what we can do to enhance such transparency. Market Integrity
https://www.sec.gov/news/speech/speecharchive/1999/spch335.htm
advisers should consider. I ask that you think about what you can do to enhance funds' voting power in
https://www.sec.gov/Archives/edgar/data/1110803/000153949723000770/n27...
ILLUMINA SECURITIES AND CERTAIN ACTIONS THAT ILLUMINA ’S BOARD MAY TAKE TO ENHANCE THE VALUE
https://www.sec.gov/newsroom/speeches-statements/gensler-remarks-ceres...
sense to build on what so many companies are already doing to enhance the consistency
https://www.sec.gov/about/divisions-offices/division-enforcement/enfor...
the SEC's Enforcement Division created a specialized unit to further enhance its enforcement of
https://www.sec.gov/Archives/edgar/data/719739/000119312523064680/d430...
better protect net interest income (NII) and net interest margin (NIM), and enhance profitability . We have sold
https://www.sec.gov/news/studies/feestudy.htm
to Reduce Conflicts of Interest Disclosure Requirements Recent Commission Initiatives to Enhance the Regulatory
https://www.sec.gov/Archives/edgar/data/84129/000104746908005477/a2184...
to target senior citizens with products like wheelchairs, canes, electric scooters and products that enhance bath safety. To
https://www.sec.gov/files/rules/concept/mfrisk.txt
SUPPLEMENTARY INFORMATION: Executive Summary Today the SEC is continuing its efforts to enhance the information
https://www.sec.gov/oiea/investor-alerts-and-bulletins/environmental-s...
like a price-to-earnings ratio, to seek to enhance performance and manage
https://www.sec.gov/Archives/edgar/data/277509/000119312512115045/d281...
The Company believes this investment is important to maintain and/or enhance its leadership position in
SEC Announces Agenda for Public Hearing on Proposed Regulation NMS, April 21, 2004, 9:00 a.m. - 5:30
https://www.sec.gov/news/press/2004-52.htm
recently proposed Regulation NMS ( http://www.sec.gov/rules/proposed/34-49325.htm ) to enhance and modernize
https://www.sec.gov/os/agenda-open-12142022
quoting and trading of NMS stocks, reduce access fee caps, and enhance the transparency
https://www.sec.gov/Archives/edgar/data/1423902/000142390225000063/wes...
highly-economic, long-term dedications from investment-grade customers. Additionally, we firmly believe this transaction will enhance our ability to
https://www.sec.gov/Archives/edgar/data/1099219/000109921925000191/ex9...
the United States of America (GAAP). MetLife believes that these non-GAAP financial measures enhance our investors’ understanding of
https://www.sec.gov/Archives/edgar/data/1326801/000119312513478298/d64...
unique combination of reach, relevance, social context, and engagement to enhance the value
https://www.sec.gov/Archives/edgar/data/1849635/000114036124016719/ef2...
TMTG does not restrict whom a user can follow, which it believes will greatly enhance the breadth
SEC.gov | Investor Bulletin: An Introduction to The U.S. Securities and Exchange Commission – Rulema
https://www.sec.gov/oiea/investor-alerts-and-bulletins/ib_rulemaking
2002. The Act mandated a number of reforms to enhance corporate responsibility, enhance financial
https://www.sec.gov/Archives/edgar/data/718877/000130817922000310/latv...
Activision Blizzard has implemented a number of initiatives designed to enhance our workplace culture. Maintaining
https://www.sec.gov/Archives/edgar/data/84636/0000950128-95-000220.txt
components toward more comprehensive systems with various power and electronic options. To enhance its ability to
https://www.sec.gov/news/studies/mortgagebacked.htm
the report notes categories of information that the Task Force believes would enhance disclosures in the
https://www.sec.gov/Archives/edgar/data/1326801/000119312512034517/d28...
unique combination of reach, relevance, social context, and engagement to enhance the value
https://www.sec.gov/Archives/edgar/data/104169/000010416921000022/earn...
increasingly efficient pickup and delivery, which will drive accelerated growth. • Innovating to enhance a seamless
https://www.sec.gov/files/rules/final/33-7644.txt
the exemption for small businesses. We have determined that the amendments will enhance the protection
https://www.sec.gov/newsroom/press-releases/2024-182
Chair Gensler to Depart Agency on January 20 Gensler implemented reforms to enhance efficiency, resiliency, and
https://www.sec.gov/Archives/edgar/data/1368007/000119312508008825/dex...
business combination, which has been approved by both companies boards of directors, will significantly enhance NYSE Euronexts scale
https://www.sec.gov/Archives/edgar/data/1102542/000095013401000558/d83...
around the world to continually collaborate to improve and enhance the software